Reports
Live data.
Committee-ready.
Compliance reporting for the committee: board packs, committee dashboards and seven report types pulled from live data, formatted to send, so every number reconciles.
Reports, in the platform
Single Entity Reports
Risk Register Report
Provides an overview of recorded risks, their current and residual ratings, and how they align to risk appetite, controls and actions.
Risk Appetite and Position Report
Summarises risks by appetite level to highlight those approaching or exceeding the organisation’s defined tolerance.
Controls Effectiveness Report
Shows the effectiveness of controls, including recent testing outcomes and how they support related risks and obligations.
Compliance Monitoring Programme Report
Displays planned, ongoing and completed compliance monitoring activity across risks and obligations.
Obligations Coverage and Gap Analysis Report
Identifies obligations that may lack supporting controls or monitoring and highlights areas requiring review.
Actions Report
Summarises actions by status, ownership and due date, with emphasis on overdue or escalating items.
Multiple Entity Reports
Audit Trail and Change Log Report
Provides a record of key changes to risks, controls, obligations and actions, supporting audit and review requirements.
Risk Heatmap
Each L1 risk plotted by its inherent likelihood × impact, with cells coloured by the appetite band that score falls into.
Residual risk by category
Worst residual score in each category, out of 16.
Top 10 Residual Risks
L1 risks ranked by residual score (highest first).
| # | Risk | Category | Residual | Obligations | Controls | Open actions |
|---|---|---|---|---|---|---|
| 1 | Financial Crime Governance | Financial Crime | 12/16 | 161 | 3 | 1 |
| 2 | Resilience | Governance, Risk and Compliance | 12/16 | 30 | 2 | 2 |
| 3 | Customer Due Diligence | Financial Crime | 12/16 | 716 | 5 | 1 |
| 4 | Sanctions | Financial Crime | 9/16 | 19 | 1 | 1 |
| 5 | Audit & Accounts | Governance, Risk and Compliance | 9/16 | 171 | 1 | 3 |
| 6 | Outsourcing | Governance, Risk and Compliance | 8/16 | 277 | 2 | 1 |
| 7 | Client Assets | Conduct of Business | 8/16 | 142 | 3 | 0 |
| 8 | Conflicts of Interest | Conduct of Business | 8/16 | 58 | 2 | 1 |
| 9 | Data Protection | Governance, Risk and Compliance | 6/16 | 96 | 2 | 0 |
| 10 | Business Continuity | Prudential | 6/16 | 41 | 1 | 1 |
Inherent vs Residual by Appetite Band
L1 risk counts by appetite band — inherent vs residual.
| Band | Inherent | Residual |
|---|---|---|
| Accepted | 9 | 24 |
| Within | 20 | 21 |
| Approaching | 17 | 9 |
| Outside | 11 | 3 |
Reports, in the function you actually run.
Board packs and committee dashboards, pulled from live data and formatted to send. Every generated report keeps its history and its sign-off, with one-click Excel export, ready for the committee or the regulator at any point in the year.
- Seven report types: risk register, risk appetite, controls effectiveness, monitoring plan, obligations coverage, actions, audit trail.
- Per-entity views for client boards; consolidated views for group governance.
- Every report reads from the same underlying data, so the numbers reconcile.
The rest of the system.
- Risks Inherent. Residual. Entity-scoped.
- Actions Corrective. Monitoring. Escalation. One workflow.
- CMP Doing it right.
- Controls Mapped to what they satisfy.
- Registers Pre-built registers. Configurable fields.
- Regulatory library Pre-built. Kept current.
- Entities One system. Yours and your clients'.
- Audit trail Audit by design.
Questions about reports.
- Which reports are available?
- Seven report types: risk register, risk appetite, controls effectiveness, monitoring plan, obligations coverage, actions and audit trail. Each reads from live data, so the numbers reconcile with each other and with what the modules show.
- Can we produce a board pack?
- Board packs and committee dashboards are assembled from the report set and pulled from live data the day before the meeting. Every figure traces back to a record, so a question in the room can be answered from the system rather than from memory.
- What formats do reports export to?
- Excel. Every register and report exports to Excel in one click, which is the format the auditor, the committee secretary and the regulator return template all accept.
- Can client boards see their own reports?
- Yes. Reports are entity-scoped: a client board sees its own entity's position, your firm sees the consolidated view across the book, and access is controlled per entity.
- Do the reports reconcile with the dashboards?
- They read from the same underlying data, so a residual score in the heatmap, in the risk register report and in the board pack is the same number at the same moment.
Reports, further in.
See reports running on your firm's structure.
A 30-minute walkthrough using your entities, your licences and a real workflow you bring to the call. No slide deck.