The platform
Your whole function. One system.
A compliance management platform for regulated firms: obligations to reports on one data model, with one audit trail. Nine modules, every one on every tier. Pick a module to see it running.
Modules
- Risks Inherent. Residual. Entity-scoped. A pre-built risk taxonomy mapped to your obligations, with inherent and residual scoring against your risk appetite. See it running
- Actions Corrective. Monitoring. Escalation. One workflow. Corrective, monitoring and escalation actions. Each with an owner, a deadline and a trail back to what triggered it. See it running
- CMP Doing it right. Design the plan, schedule the tests, record the findings, evidence the outcome. Effectiveness shown by what the testing achieves. See it running
- Controls Mapped to what they satisfy. A control register mapped to obligations and risks. Control mapping and gap analysis without the workshop. See it running
- Registers Pre-built registers. Configurable fields. Breaches, complaints, gifts, conflicts, PEPs, sanctions, outsourcing, each with a default schema, configurable fields and alerts you can set. See it running
- Regulatory library Pre-built. Kept current. A pre-built obligations library, kept current. When a rule changes, the system flags it and the action to deal with it is one click away. See it running
- Reports Live data. Committee-ready. Board packs and committee dashboards, pulled from live data, formatted to send. See it running
- Entities One system. Yours and your clients'. Your firm and your clients': each entity with its own registers, risk assessment and monitoring plan, access and reporting controlled at entity level. See it running
- Audit trail Audit by design. Every record change timestamped, attributed and exportable. See it running
Scoped to your supervision. Never priced by it.
Every tier includes every module, priced by entity, never by user, never by obligation. Not every regulated firm carries the full prudential and conduct framework: firms whose only supervision is AML/CFT/CPF, that is accountancy practices, legal practices, estate agents, the wider DNFBP population, simply run the scope that applies: the obligations, compliance risk assessment, the SAR/PEP/sanctions registers and a lighter AML-scoped CMP. No prudential or conduct overhead to wade through. No obligations register cluttered with rules that do not apply.
- Every module on every tier: run the scope that matches your supervision.
- AML-only firms run on the obligations, SAR/PEP/sanctions registers and an AML-scoped CMP.
- Widen the scope when your supervision expands, nothing new to buy.
See it running on your firm's structure.
A 30-minute walkthrough using your entities, your licences and a real workflow you bring to the call. No slide deck.